IPO Assistance and Compliance

We at N G JOSHI with the object of compliance for corporate action for better corporate governance and healthy financial market believe in “Promote, Uplift and Embed tailored solutions for Growth”. IPO issuance allows a Company to raise capital from public investors at large to become market leaders and reach the desired growth ambitions. At the same time, the preparations for an IPO are complex eighter in SME listing or In the Main Board Listing. We ensure that the procedure is a smoothly flow for the client to agencies to regulator.

We understand that an IPO is not just a transaction for the Company but a milestone for the desired success and therefore we provides extensive support for holistic preparation of the IPO success.

• Due Diligence and Corrective action
• Co-ordination with BRLMs and Legal council
• Structuring Promoter group and Sister concerns
• Assisting in Board and Committee Reconstitution
• Drafting of Various policies and Finalisation.
• Issue of Certificates
• Review and Assisting in agreement related to IPO
• Review of DRHP, RHP and Prospectus
• Review & assisting in making application for Principal approval for listing
• Assisting all Corporate Actions prior to Pre IPO
• Assisting in ROC approvals
• ESOP implementation and Exist planning
• Training and Assistance to Board on various aspect including Inside trading